Regulatory Disclosures

The material on this website is not intended to be, or construed as being, investment advice or services or any offer or solicitation in respect thereof, nor a recommendation of any particular security or investment. Nothing in this website is, or should be construed as, an offer to, or a solicitation of, any person to sell or buy any security or investment. You should obtain independent professional advice if you intend to buy or sell any security or investment. The information and services provided on this website are not provided to and may not be used by any person or entity in any jurisdiction where the provision or use thereof would be contrary to applicable laws, rules, or regulations of any governmental authority, or regulatory or self-regulatory organization, or where we are not authorized to provide such information or services.

Business Continuity Plan Summary
Bluepost Capital, LLC has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.

Contacting Us – If after a significant business disruption, you cannot contact us as you usually do at +1 (214) 845-7790, you should call our alternative number +1 (214) 226-9630, or go to our website at

Our Business Continuity Plan – We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption. Our business continuity plan addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; and regulatory reporting.

Varying Disruptions – Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within 1 business day. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area and recover and resume business within 5 business days. In either situation, we plan to continue in business, and notify you through our website or our customer emergency number (“CEN”), +1 (214) 845-7790. If the significant business disruption is so severe that it prevents us from remaining in business, we will assure our customers prompt access to their transaction documents and an alternative registered service provider.

For more information – If you have questions about our business continuity planning, you can contact us at +1 (214) 845-7790 or

USA Patriot Act Notice to Clients
The USA Patriot Act and other applicable rules and regulations require us to obtain, verify, and record information to identify each entity or individual that enters into a business relationship with us. We may ask for your address, identification number, corporate documents, or other identifying information to help us verify your identity. We may use a third-party source to confirm the information you provide us.

United States Users
Bluepost Capital, LLC, is not a retail broker-dealer, and does not solicit or carry accounts for, or offer or sell securities products to retail customers. Bluepost Capital, LLC is a member FINRA and provides investment banking services, specifically related to the divestiture of limited partnerships in the secondary market. Bluepost Capital, LLC is registered as a broker-dealer with the Securities and Exchange Commission and is regulated by the Financial Industry Regulatory Authority, Inc. (FINRA).

Customer Complaint Notice Disclosure pursuant to SEC Rule 17a-3(a)(18)(ii)
Bluepost Capital, LLC, in accordance with Rule 17a-3(a)(18)(ii), is furnishing this statement to provide you with a name, telephone number, and address if you ever need to report or notify us of a possible complaint. If, for any reason, you feel you have a complaint, please contact our Chief Compliance Officer, David Windle, immediately by telephone at +1 (214) 845-7790 or by mail at:

Bluepost Capital, LLC
10236 Vistadale Drive
Dallas, TX 75238
Attn: Compliance Department